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Canada

Abiding By High Ethical Standards & Codes Of Conduct

World Financial Group Insurance Agency of Canada Inc. (WFGIA) and Transamerica Securities Inc. (TSI) are members of Canadian financial industry organizations and are regulated by Provincial and Territorial regulatory bodies. We behave with honesty and integrity, abiding by the rules of the governing organizations listed below, as we help our clients and associates succeed.

World Financial Group Insurance Agency of Canada Inc. (WFGIA) and Transamerica Securities Inc. (TSI) are members of Canadian financial industry organizations and are regulated by Provincial and Territorial regulatory bodies. We behave with honesty and integrity, abiding by the rules of the governing organizations listed below, as we help our clients and associates succeed.

Canadian Council of Insurance Regulators
WFGIA operates in accordance with the guidelines established by the Canadian Council of Insurance Regulators (CCIR) and is regulated by all of its member councils in the respective Provinces and Territories where WFGIA conducts business.

CCIR is an inter-jurisdiction association of insurance regulators. The mandate of the CCIR is to facilitate and promote an efficient and effective insurance regulatory system in Canada and to serve the public interests. The CCIR works towards developing solutions to common regulatory issues. The CCIR traces its history back to 1914 when the Superintendents of Insurance from the four western Provinces met “to discuss ways and means to secure uniformity in the laws relating to contracts of insurance.”

For more information, please visit www.ccir-ccrra.org.

Provincial Insurance Regulators:

Alberta – Alberta Insurance Council - www.abcouncil.ab.ca.

British Columbia – Insurance Council of British Columbia - www.insurancecouncilofbc.com.

Manitoba – Insurance Council of Manitoba - www.icm.mb.ca

New Brunswick – Government of New Brunswick – Financial and Consumer Services Commission - www.snb.ca or www.gnb.ca

Newfoundland – Insurance, Pensions and Securities Service - www.servicenl.gov.nl.ca/insurance

Nova Scotia – Office of the Superintendent of Insurance - www.novascotia.ca/finance

Ontario - Financial Services Commission of Ontario (FSCO) - www.fsco.gov.on.ca

Prince Edward Island – Department of Environment, Labour and Justice - http://www.gov.pe.ca/jps/index.php3?number=44682&lang=E

Quebec – Autorite Des Marches Financiers - http://www.lautorite.qc.ca/en/consumers.html

Saskatchewan – Insurance Councils of Saskatchewan - www.insurancecouncils.sk.ca

North West Territories – Office of the Superintendent of Insurance - http://www.fin.gov.nt.ca/taxation/insurance/index.htm

Nunavut – Government of Nunavut, Department of Finance - www.ibc.ca/en/consumer_protection/nwt_and_nunavut.asp

Yukon - Government of Yukon, Professional Licensing and Regulatory Affairs - www.community.gov.yk.ca/consumer/insuranceact.html

The Investment Funds Institute of Canada

Transamerica Securities Inc. (TSI) is a member of The Investment Funds Institute of Canada (IFIC).

IFIC is the voice of Canada’s investment funds industry, including fund managers, distributors and industry service organizations. IFIC proactively influences and advances industry issues within the regulatory framework, members’ efficiencies, knowledge and proficiency.

For more information, please visit www.ific.ca.