Call us toll free:
Top notch Multipurpose WordPress Theme!
A BILLION DOLLAR PROMISE
New Life Insurance Protection Placed
for Families This Month.

US

We Operate In a Highly Regulated Industry

We operate in a highly regulated industry and are held accountable to high ethical standards and codes of conduct. WFG’s affiliated companies are members of and/or are regulated by numerous regulatory bodies; and we behave with honesty and integrity, abiding by the rules and regulations of the following organizations, as we help our clients and associates succeed.

State Insurance Regulators:
Alabama
Alabama Department of Insurance
For more information, please visit www.aldoi.gov.

Alaska
State of Alaska Division of Insurance
For more information, please visit www.commerce.state.ak.us/insurance.

Arizona Department of Insurance
For more information, please visit www.id.state.az.us.

Arkansas
Arkansas Insurance Department
For more information, please visit insurance.arkansas.gov.

California
California Department of Insurance
For more information, please visit www.insurance.ca.gov.

Colorado
Colorado Dept. of Regulatory Agencies Division of Insurance
For more information, please visit www.dora.state.co.us.

Connecticut
Connecticut Insurance Department
For more information, please visit www.ct.gov/cid.

Delaware
Delaware Department of Insurance
For more information, please visit delawareinsurance.gov.

District of Columbia
Government of the District of Columbia Department of Insurance,
Securities and Banking
For more information, please visit disb.dc.gov.

Florida
Office of Insurance Regulation
For more information, please visit www.floir.com.

Georgia
Office of Insurance and Safety Fire Commissioner
For more information, please visit www.oci.ga.gov.

Hawaii
Department of Commerce and Consumer Affairs (DCCA)
For more information, please visit www.hawaii.gov/dcca/ins.

Idaho
Idaho Department of Insurance
For more information, please visit www.doi.idaho.gov.

Illinois
Illinois Department of Insurance
For more information, please visit www.insurance.illinois.gov.

Indiana
Indiana Department of Insurance
For more information, please visit www.in.gov/idoi.

Iowa
Iowa Insurance Division
For more information, please visit www.iid.state.ia.us.

Kansas
Kansas Insurance Department
For more information, please visit www.ksinsurance.org.

Kentucky
Kentucky Department of Insurance
For more information, please visit insurance.ky.gov.

Louisiana
Louisiana Department of Insurance
For more information, please visit http://www.ldi.la.gov.

Maine
Department of Professional & Financial Regulation
Maine Bureau of Insurance
For more information, please visit www.maine.gov/pfr/insurance/.

Maryland
Maryland Insurance Administration
For more information, please visit http://www.mdinsurance.state.md.us/sa/jsp/Mia.jsp.

Massachusetts
Massachusetts Division of Insurance
For more information, please visit www.mass.gov/ocabr/government/oca-agencies/doi-lp/.

Michigan
Office of Financial & Insurance Regulation
For more information, please visit www.michigan.gov/lara.

Minnesota
Minnesota Department of Commerce
For more information, please visit mn.gov/commerce/insurance/.

Mississippi
Mississippi Insurance Department
For more information, please visit www.mid.ms.gov.

Missouri
Missouri Department of Insurance, Financial Institutions and
Professional Registration (DIFP)
For more information, please visit insurance.mo.gov.

Montana
Montana Office of the Commissioner of Securities and Insurance,
Montana State Auditor
For more information, please visit www.csi.mt.gov.

Nebraska
Nebraska Department of Insurance
For more information, please visit www.doi.ne.gov.

Nevada
Nevada Dept. of Business & Industry Division of Insurance
For more information, please visit www.doi.nv.gov.

New Hampshire
New Hampshire Insurance Department
For more information, please visit www.nh.gov/insurance/.

New Jersey
State of New Jersey Department of Banking and Insurance
For more information, please visit www.state.nj.us/dobi/index.html.

New Mexico
New Mexico Public Regulation Commission, Division of Insurance
For more information, please visit www.nmprc.state.nm.us/insurance/index.html.

New York
New York State Dept. of Financial Services
For more information, please visit www.dfs.ny.gov.

North Carolina
North Carolina Department of Insurance
For more information, please visit www.ncdoi.com.

North Dakota
North Dakota Insurance Department
For more information, please visit www.nd.gov/ndins/.

Ohio
Ohio Department of Insurance
For more information, please visit www.insurance.ohio.gov/Pages/default.aspx.

Oklahoma
Oklahoma Insurance Department
For more information, please visit www.ok.gov/oid/.dora.state.co.us.

Oregon
Oregon Dept. of Consumer & Bus Services Insurance Division
For more information, please visit www.cbs.state.or.us/external/ins/index.html.

Pennsylvania
Pennsylvania Insurance Department
For more information, please visit www.insurance.pa.gov.

Puerto Rico
Office of the Commissioner of Insurance
For more information, please visit www.ocs.gobierno.pr/ocspr/.

Rhode Island
State of Rhode Island Department of Business Regulation
Division of Insurance
For more information, please visit www.dbr.state.ri.us/divisions/insurance/

South Carolina
South Carolina Department of Insurance
For more information, please visit http://doi.sc.gov/Pages/default.aspx.

South Dakota
South Dakota Dept. of Labor & Regulation Division of Insurance
For more information, please visit dlr.sd.gov/insurance/default.aspx.

Tennessee
Tennessee Department of Commerce & Insurance (TDCI)
For more information, please visit www.state.tn.us/commerce/insurance/

Texas
Texas Department of Insurance
For more information, please visit www.tdi.texas.gov.

Utah
Utah Insurance Department
For more information, please visit insurance.utah.gov.

Vermont
Department of Financial Regulation
For more information, please visit www.dfr.vermont.gov.

Virginia
Virginia State Corporation Commission Bureau of Insurance
For more information, please visit www.scc.virginia.gov/boi/.

Washington
Washington State Office of the Insurance Commissioner
For more information, please visit www.insurance.wa.gov.


West Virginia
West Virginia Offices of the Insurance Commissioner
For more information, please visit www.wvinsurance.gov.

Wisconsin
State of Wisconsin Office of the Commissioner of Insurance
For more information, please visit oci.wi.gov.

Wyoming
Wyoming Insurance Department
For more information, please visit insurance.state.wy.us.


Our Affiliated Broker-Dealer & Investment Advisory

Transamerica Financial Advisors, Inc. – Transamerica Financial Group (TFG) is a dually registered broker-dealer and investment advisory. It abides by the rules and regulations of the following organizations:

Broker Dealer: Financial Industry Regulatory Authority (FINRA)

The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA’s mission is to protect America’s investors by making sure the securities industry operates fairly and honestly. All told, FINRA oversees about 4,275 brokerage firms, about 161,495 branch offices and approximately 630,010 registered securities representatives.

For more information, please visit www.finra.org.

Investment Advisor: U.S. Securities Exchange Commission (SEC)

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.

The SEC oversees the key participants in the securities world, including securities exchanges, securities brokers and dealers, investment advisors, and mutual funds. Here the SEC is concerned primarily with promoting the disclosure of important market-related information, maintaining fair dealing, and protecting against fraud.

For more information, please visit www.sec.gov.

State Securities Regulators:


Alabama
Securities Commission
For more information, please visit www.asc.state.al.us.

Alaska
Dept. of Commerce, Community and Economic Development
Div. of Banking, Securities & Corporations
For more information, please visit www.dced.state.ak.us/bsc/secur.htm.

Arizona
Corporation Commission Securities Division
For more information, please visit www.azcc.gov/divisions/securities/.

Arkansas
Securities Department
For more information, please visit www.securities.arkansas.gov.

California
Department of Corporations
For more information, please visit www.corp.ca.gov.

Colorado
Division of Securities
For more information, please visit www.dora.state.co.us/securities.

Connecticut
Department of Banking
For more information, please visit www.state.ct.us/dob/pages/secdiv.htm.

Delaware
Department of Justice Division of Securities
For more information, please visit www.state.de.us/securities.

District of Columbia
Department of Insurance, Securities and Banking
For more information, please visit www.disr.washingtondc.gov.

Florida
Office of Financial Regulation
For more information, please visit www.flofr.com.

Georgia
Office of the Secretary of State
For more information, please visit www.sos.state.ga.us/securities/.

Department of Commerce & Consumer Affairs Division of Business Regulation
For more information, please visit hawaii.gov/dcca/sec/.

Idaho
Department of Finance
For more information, please visit finance.idaho.gov/Securities/Securities.aspx.

Illinois
Office of the Secretary of State Securities Department
For more information, please visit cyberdriveillinois.com/departments/securities/.


Indiana
Office of the Secretary of State Securities Division
For more information, please visit ai.org/sos/securities.

Iowa
Insurance Division Securities Bureau
For more information, please visit iid.state.ia.us.

Kansas
Office of the Securities Commissioner
For more information, please visit www.ksc.ks.gov.

Kentucky
Department of Financial Institutions
For more information, please visit www.kfi.ky.gov.

Louisiana
Securities Commission Office of Financial Institutions
For more information, please visit www.ofi.louisiana.gov.

Maine
Dept. of Professional & Financial Regulation Office of Securities
For more information, please visit state.me.us/pfr/sec/sec_index.htm.

Maryland
Office of the Attorney General Division of Securities
For more information, please visit oag.state.md.us/securities.

Massachusetts
Securities Division
For more information, please visit sec.state.ma.us/sct/sctidx.htm.

Michigan
Office of Financial & Insurance Regulation
For more information, please visit www.michigan.gov/ofis.

Minnesota
Department of Commerce
For more information, please visit mn.gov/commerce.

Mississippi
Office of the Secretary of State Securities and Charities Division
For more information, please visit sos.ms.gov/securities_and_charities.aspx.

Missouri
Office of the Secretary of State Securities Division
For more information, please visit www.sos.mo.gov/securities/

Montana
Commissioner of Securities & Insurance Montana State Auditor’s Office
Securities Department
For more information, please visit sao.mt.gov/securities/index.asp.

Nebraska
Nebraska Department of Banking & Finance Commerce Court
For more information, please visit www.ndbf.org.

Nevada
Secretary of State Securities Division
For more information, please visit nvsos.gov/index.aspx?page=6.

New Hampshire
Bureau of Securities Regulation Department of State
For more information, please visit webster.state.nh.us/sos/securities/.

New Jersey
Department of Law & Public Safety Bureau of Securities
For more information, please visit www.njconsumeraffairs.gov/bos/.

New Mexico
Regulation & Licensing Department Securities Division
For more information, please visit www.rld.state.nm.us.

New York
Office of the Attorney General Investor Protection Bureau
For more information, please visit www.ag.ny.gov/bureau/investor-protection-bureau.

North Carolina
Department of the Secretary of State Securities Division
For more information, please visit www.sosnc.com.

North Dakota
Securities Commission
For more information, please visit www.state.nd.us/securities.

Ohio
Division of Securities
For more information, please visit www.com.ohio.gov/secu/.

Oklahoma
Securities Commissioner
For more information, please visit www.securities.state.ok.us.

Oregon
Department of Consumer & Business Services Div. of Finance & Corp. Securities For more information, please visit www.cbs.state.or.us/external/dfcs.

Pennsylvania
Pennsylvania Department of Banking and Securities
For more information, please visit www.psc.state.pa.us.

Puerto Rico
Commissioner of Financial Institutions
For more information, please visit www.ocif.gobierno.pr/index_eng.html.

Rhode Island
Department of Business Regulation
For more information, please visit www.dbr.state.ri.us

South Carolina
Office of the Attorney General Securities Division
For more information, please visit www.scag.gov/scsecurities.

South Dakota
Division of Securities
For more information, please visit www.state.sd.us/drr2/reg/securities/index.htm.

Tennessee
Department of Commerce & Insurance Securities Division
For more information, please visit www.state.tn.us/commerce/securities

Texas
State Securities Board
For more information, please visit www.ssb.state.tx.us.

Utah
Department of Commerce
Division of Securities
For more information, please visit www.securities.state.ut.us.

Vermont
Department of Financial Regulation
For more information, please visit www.bishca.state.vt.us.

Virginia State Corporation Commission
Division of Securities & Retail Franchising
For more information, please visit www.scc.virginia.gov/srf/index.aspx.

Washington
Department of Financial Institutions
Securities Division
For more information, please visit www.dfi.wa.gov/sd.

West Virginia
Office of the State Auditor
Securities Division
For more information, please visit www.wvsao.gov/securitiescommission/

Wisconsin
Department of Financial Institutions
Division of Securities
For more information, please visit www.wdfi.org/fi/securities/.

Wyoming
Secretary of State
Compliance Division
For more information, please visit soswy.state.wy.us/Compliance/Compliance.aspx.